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A Study of Charter Schools: First Year Report - May 1997

Chapter IV

What Obstacles and Implementation Problems Do Charter Schools Encounter?

Virtually all charter schools have had to overcome obstacles during development and implementation. The telephone survey asked respondents at the charter schools to rate the difficulty (on a scale from 1 to 5, with 5 being very difficult) of overcoming each barrier in a list of possible barriers to charter implementation. Below, we present a number of exhibits that tabulate these responses, beginning with Exhibit 21. The first column of Exhibit 21 lists the barriers, the second column shows the percentage of schools that felt the barriers were difficult or very difficult to overcome, and the third and fourth columns show the mean and standard deviation of the schools' scores, respectively. The barriers are listed in order from the highest to the lowest percentage of schools reporting that the barrier caused them difficulty.

Exhibit 21 tells only part of the story about barriers. We know from the fieldwork that newly created charter schools experience somewhat different barriers than do converted pre-existing schools. Consequently, before interpreting the quantitative results, we will present additional data about the barriers for newly created and pre-existing charter schools.

Exhibit 21--Barriers to Developing and Implementing Charter Schools

Barriers

Percentage of schools reporting barriers were difficult or very difficult

Mean score

Standard deviation

Lack of start-up funds

59%

3.56

1.57

Lack of planning time

42%

3.16

1.40

Inadequate operating funds

37%

3.00

1.48

Inadequate facilities

35%

2.72

1.58

State or local board opposition

25%

2.30

1.42

State department of education resistance or regulations

19%

2.13

1.36

Internal conflicts

19%

2.25

1.28

District resistance or regulations

18%

2.09

1.36

Union or bargaining unit resistance

15%

1.88

1.30

Bargaining agreements

13%

1.76

1.25

Hiring staff

12%

1.94

1.15

Health/safety regulations

10%

1.83

1.15

Accountability requirements

9%

1.86

1.05

Federal regulations

6%

1.58

.96

Community opposition

5%

1.54

.92

Teacher certification requirements

4%

1.43

.87

For each barrier, Exhibit 22 compares the percentage of difficulty for newly created and pre-existing charter schools; Exhibit 23 shows the mean difficulty scores for newly created and pre-existing charter schools, along with the results of a statistical test which indicates whether the difference in the mean scores is likely to have occurred by chance (a probability of less than 0.01 is extremely unlikely to have happened by chance).54 These data suggest that newly created and pre-existing charter schools experience some similar but also systematically different barriers--a finding confirmed by the fieldwork.

Exhibit 22--Barriers for Newly Created versus Pre-existing Charter Schools

Barriers

Percentage of charter schools that felt barriers were difficult or very difficult

All sites

Newly created

Pre-existing

Lack of start-up funds

59%

68%

46%

Lack of planning time

42%

43%

40%

Inadequate operating funds

37%

38%

36%

Inadequate facilities

35%

45%

22%

State or local board opposition

25%

19%

33%

State department of education resistance or regulations

19%

14%

26%

Internal conflicts

19%

21%

16%

District resistance or regulations

18%

16%

22%

Union or bargaining unit resistance

15%

13%

18%

Bargaining agreements

13%

7%

22%

Hiring staff

12%

12%

12%

Health/safety regulations

10%

12%

6%

Accountability requirements

9%

7%

13%

Federal regulations

6%

6%

6%

Community opposition

5%

7%

2%

Teacher certification requirements

4%

2%

7%

Exhibit 23--Mean Difficulty of Barriers for Newly Created versus Pre-existing Schools

Barriers

Mean difficulty score on scale
(1-5)

F
Probability

Total

Newly
created

Pre-
existing

Lack of start-up funds

3.56

**3.93

3.05

001

Lack of planning time

3.16

3.23

3.08

.05

Inadequate operating funds

3.00

3.06

2.91

.05

Inadequate facilities

2.72

**3.10

2.19

001

State or local board opposition

2.30

2.17

2.49

.05

State department of education resistance or regulations

2.14

2.04

2.27

.05

Internal conflicts

2.25

2.32

2.15

.05

District resistance or regulations

2.09

1.98

2.24

.05

Union or bargaining unit resistance

1.88

1.78

2.03

.05

Bargaining agreements

1.76

1.44

**2.21

001

Hiring staff

1.94

1.93

1.95

.05

Health/safety regulations

1.83

**2.07

1.49

001

Accountability requirements

1.86

1.81

1.93

.05

Federal regulations

1.58

1.58

1.57

.05

Community opposition

1.54

1.58

1.48

.05

Teacher certification requirements

1.43

1.36

1.52

.05

**Significant at the .001 level

These tables also show that a lack of start-up funds posed great difficulty for more charter schools than any other barrier. In addition to a lack of start-up funds, the most commonly cited barriers were a lack of planning time and inadequate funding for operations. These barriers are interrelated. In effect, they form a cluster representing a more general dimension of difficulty that could be called resource limitations. The tables show that resource limitations are the most pervasive problems, generally causing the highest level of difficulty for the most sites.

To further explore connections among the barriers, we conducted a factor analysis, the results of which are shown in Exhibit 24.55 We found that three clusters of barriers or dimensions underlie the difficulty scores. The first cluster reflects barriers concerned with resources (money and time). The key barriers that most define this cluster are--as suggested above--lack of start-up funds, inadequate operating funds, inadequate facilities, and lack of planning time. The second cluster can be called political resistance, for it most often involves resistance from union or bargaining units and from school districts, as well as conflicts about bargaining agreements and district regulations. The third cluster involves regulatory problems. The key barriers here concern the hiring of non-credentialed teaching staff, health and safety regulations, other state regulations (including financial, liability, and retirement issues), and accountability requirements.

Exhibit 24--Possible Dimensions of Difficulties

Barriers

Cluster 1

Resource
limitations

Cluster 2

Political
resistance

Cluster 3

Regulatory
problems

Lack of start-up funds

**.81

 -.06

-.02

Inadequate operating funds

**.75

  .06

 .03

Lack of planning time

**.56

  .20

 .06

Inadequate facilities

**.54

 -.02

 .21

Union or bargaining unit resistance

 -.02

**.78

 -.09

Bargaining agreements

 -.18

**.75

 .11

District resistance or regulations

   .22

**.67

 .11

State or local board opposition

   .23

 .38

  .31

Hiring staff

  .15

.03

**.62

Health/safety regulations

   .40

?.18

**.56

Accountability requirements

   .04

 .34

**.52

Teacher certification requirements

 -.06

 .05

**.51

Federal regulations

   .27

 .04

 .50

State department of education resistance or regulations

-.09

.05

 .44

Community opposition

  .26

.12

 .42

Internal conflicts

  .34

.36

 .26

**Significant at the .001 level

A cluster indicates that some charter schools are likely to cite as difficult more than one of the barriers that have the greatest weight in defining a cluster. Exhibit 25 shows the results of computing the percentage of charter schools that cited at least one of the key barriers in a cluster. The table shows that resource limitations are the most pervasive difficulties, with about two-thirds of charter schools reporting difficulty. Political resistance much more widely affects pre-existing schools that converted to charter status--three out of five such schools report difficulty. Regulatory barriers are much less common, but they are the cause of real concern for about one-quarter of charter schools.56

Exhibit 25--Percentage of Charter Schools Citing at Least One Type of Barrier within a Cluster

Cluster

All charter schools

Newly created

Pre-Existing

Resource limitations

72.3%

76.6%

65.5%

Political resistance

43.6%

32.5%

60.0%

Regulatory problems

24.7%

23.4%

29.4%

Given this quantitative background, the following sections describe and exemplify issues involving these three dimensions of difficulty.


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