A r c h i v e d  I n f o r m a t i o n

Early Childhood Reform in Seven Communities - October 1996


IX. Implications for Future Research

As we noted in the Introduction, this study design provided a unique opportunity to investigate the interaction of state and federal policy, local agency management, and front-line practice across early childhood programs based in public schools, child care agencies, and Head Start grantees. From our immersion in this multi-level, multi-sector study, we suggest three research strategies to address the needs of policymakers and practitioners:

- Monitoring federal and state policy trends and studies of local implementation.
- Descriptive studies of service and practice strategies.
- Participant-driven evaluation of program effectiveness.

(Some of the ideas and questions in this Chapter were stimulated by our participation in a conference convened by the Office of Educational Research and Improvement, the American Educational Research Association and the American Association of Colleges for Teacher Education on School-linked Comprehensive Services for Children and Families in October, 1994).

Monitoring Early Childhood Policy and Implementation

Given the complexity, dynamics, and significance of early childhood policy, we recommend ongoing studies of how funding, program design, and support strategies are implemented in local communities. We urge that policy studies address the full range of local providers of early childhood services and pay particular attention to the interactive effects of multiple state and federal programs and policies. We suggest two specific priority strategies.

First, given the importance of state initiatives in the early childhood sector, we need an ongoing data base on state-level early childhood policy. A variety of valuable individual studies have been completed on child care program standards (Adams, 1990), policies on training and certification for staff members, (Morgan, et.al.,1993), early childhood programs in public schools (Mitchell, Seligson & Marx, 1989), and state prekindergarten programs (Adams & Sandfort, 1994). However, this strategy of commissioning individual studies has a number of weaknesses:

- Most reports are limited to a single sector or area of funding or policy, such as child care or Head Start -- so they miss the interactive effects of funding and policy across programs and agencies.
- There is no ongoing clearinghouse for information. Given the frequent changes in state legislation, regulatory policies, and budgeting, data rapidly become outmoded, and we lack the ability to track trends in early childhood policy.
- States face the burden of cooperating with an ongoing sequence of separate, uncoordinated surveys and requests for information.

Building on the methodologies of these individual studies, we recommend creating a data base which would include elements of funding, program designs, enrollment, approaches to eligibility and targeting, regulations on quality, policies on certification of staff members, and strategies to coordinate leadership and management. Within each element, data would be included across child care, Head Start, prekindergarten, parent education, family literacy and any other key sector of state policy leadership. The system would be designed to be updated annually and form the basis for ongoing reports to the nation. There would also be open access to data from this system for analysis from the perspectives of individual states, regions, and various interest and advocacy groups.

Second, we recommend studies on the effects of federal program reforms in early childhood, human services and public welfare. As this report is being prepared, Congress enacting welfare reform, significant budget reductions in education and human service programs, substantial consolidation and deregulation of categorical child care and early childhood programs, and devolution of decisionmaking to the state level. If all or any of these changes are enacted, studies should track the effects of these policy changes in (a) state administration, (b) local agency services and practices, (c) levels and targeting of enrollment, and (d) effectiveness of programs on children and families.

Any one of these changes could have substantial effects on the supply, demand, and management environment of early childhood agencies. For example, welfare reform provisions to require mothers of young children to work will increase the demand for child care. Budget reductions will limit the capacity of local agencies to serve needy families and create barriers to efforts to enhance program quality. Program consolidation could reduce local administrative costs but could increase uncertainty and instability for local agencies by disrupting present patterns of funding. Local agencies could also face major adjustments due to consolidation of programs in other areas of service. For example, the Child and Adult Care Food Program subsidizes the costs of feeding children in child care and Head Start centers. If this program is consolidated into a block grant with other nutrition programs, early childhood agencies could lose access to this significant source of support for program services.

In addition, there will also be substantial interactive effects if these proposals are enacted simultaneously or in partial forms. For example, program consolidation and enhancing the autonomy of state government in program direction could lead to more coherent and consistent governance and management of early childhood services. However, program consolidation could occur in a fashion which combines a number of current child care funding streams, but continues separate funding and management of Head Start, Chapter 1 and early childhood special education programs. What will be the costs and outcomes of implementing such substantial-yet-partial approaches to simplifying program structures?

For all these reasons, an important research priority is documenting the effects of this mix of policy changes as they are enacted and implemented at the federal, state, and local level. Implementation studies should examine effects on dimensions of cited above at each level in the policy and delivery system, across program lines, and with careful attention to the multiple perspectives of children, parents, staff members, program managers, collaborating family service agencies, state administrators, legislators, and leadership at the federal level.

Documenting Action Strategies

A second form of research we endorse is descriptive, analytic accounts of how local managers and staff members are addressing difficult, significant problems of practice. Early childhood professionals need the opportunity to learn more systematically about how peers are addressing challenging issues in classrooms, in working with families, and in managing agencies. While evaluation of the outcomes of strategies would be ideal, practitioners would appreciate descriptive information about the content, costs, implementation requirements, feasibility, and reactions of participants. Compared to other sectors of education and human services, early childhood professionals have fewer sources for learning about experiences and strategies of their counterparts in other communities, or in other forms of early childhood agencies.

Here are examples of the types of challenges and questions which could be addressed through this form of research:

* How are teachers dealing with "out-of-control" children who cannot cope in regular classroom settings, as a result of exposure to violence and other multiple stresses at home?
* What do staff members handle conflicts with parents which may arise from differing knowledge, values, priorities, and styles of interaction?
* What combinations of staff members with different levels of experience, training and compensation form effective teams in classroom-based and home-based forms of service?
* How do local early childhood programs develop effective staff teams, within classrooms, within local centers, across widely dispersed sites, between central office and front-line staff members, and between classroom-based staff working with children and staff members who work primarily with parents?
* What practices in working conditions, scheduling, supervision, evaluation, training, and opportunities for collaborative planning and peer observation support staff motivation and excellence in their daily work?
* What types of training and support are effective for preparing staff members who come from backgrounds different from those of children and families who they work with?
* What training and ongoing support is effective for staff who work primarily with parents in home visitation, family support, direct training, advocacy, and group facilitation-type roles?
* How do different forms of early childhood agencies deal with cost and budget issues? What is the range of allocations to different categories of costs, what are the fiscal effects of different staffing patterns, what cost-saving strategies have been successful over time?
* How are agencies generating local community resources, contributions, and ownership in programs funded primarily from state and federal government sources?

Participant-Driven Evaluation

A third research strategy we recommend is providing resources and technical assistance to enable local programs to study the effectiveness of their work. As we noted in our Chapter on Assessment of Outcomes, only a minority of these agencies are participating in formal evaluations. Even fewer have had the opportunity to design and initiate studies of the outcomes and effectiveness of their program services. Rather, most evaluation activity on early childhood services is designed at the state and federal level. We suggest that a program of grants to local agencies or agency-evaluator teams is a strategy which should be considered, to address questions such as the following:

* From the perspective of parents, what key factors draw them to early childhood programs, keep them connected as participants and enable them to be better teachers of their children?
* What barriers or deficiencies in programs lead to families failing to enroll, dropping out or failing to take advantage of services and opportunities?
* What happens to "waiting list" families who are eligible for but not enrolled in various forms of early childhood strategies?
* Are there typical trends or patterns in service utilization by families as they enter and move through comprehensive early childhood programs, such as high involvement in certain services initially and lower, more selective patterns of engagement as they become more self-sufficient?
* How do cultural factors affect the delivery of comprehensive early childhood services? What are the priorities of different types of families and in what ways should program services be altered to connect successfully with different types of parents?
* What are the connections between services and progress for parents, changes in their interactions with children, and outcomes for children in health, mental health, and education?


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